Professional Ethics & Compliance Statement

This Professional Ethics & Compliance Statement sets forth the core ethical principles, regulatory commitments, and compliance obligations governing the operations of Treasure Well. Our firm adheres to the highest standards of integrity, transparency, and regulatory compliance in all aspects of our advisory services.

All employees, consultants, and affiliates of Treasure Well are required to comply fully with the provisions of this Statement, as well as all applicable legal, regulatory, and professional standards. Non-compliance with these provisions may result in disciplinary action, termination of engagement, and/or legal proceedings.

Ethical Standards & Fiduciary Responsibilities

Integrity & Transparency

Treasure Well is committed to conducting its operations with honesty, good faith, and professional responsibility.
We ensure that all advisory services, strategic guidance, and corporate engagements are provided in a manner that is factually accurate, legally sound, and free from misrepresentation.
All communications with clients, regulatory authorities, and business partners must be clear, truthful, and devoid of deceptive practices.

Confidentiality & Data Protection

Treasure Well maintains the highest standards of confidentiality and data security, in accordance with applicable data protection laws, non-disclosure agreements, and client privilege obligations.
Client information may only be disclosed under legally mandated circumstances, pursuant to regulatory requirements, court orders, or express client consent.
Unauthorized disclosure, misuse, or dissemination of confidential information will be subject to internal disciplinary measures and potential legal liability.

Objectivity & Professional Independence

Our firm operates with full professional independence, ensuring that all advisory recommendations and wealth structuring strategies are developed in a manner that is unbiased and free from external influence.
Treasure Well does not accept undisclosed referral fees, commissions, or incentives that could compromise the integrity or objectivity of our professional services.

Regulatory Compliance & Risk Mitigation

Compliance with Financial & Regulatory Standards

Treasure Well is committed to full adherence with all applicable international financial, tax, and compliance regulations, including but not limited to:

Anti-Money Laundering (AML) & Counter-Terrorism Financing (CTF) Regulations
Know Your Customer (KYC) & Client Due Diligence (CDD) Requirements
Common Reporting Standard (CRS) & Foreign Account Tax Compliance Act (FATCA) Obligations
OECD Base Erosion and Profit Shifting (BEPS) Guidelines
International Corporate Governance Standards & Tax Transparency Requirements

Failure to comply with the above regulatory standards by any employee, consultant, or third-party collaborator shall constitute grounds for disciplinary action, termination, and regulatory reporting where required.

Anti-Bribery, Anti-Corruption & Financial Integrity

Treasure Well maintains a zero-tolerance policy toward bribery, corruption, and illicit financial activities.
Employees, consultants, and affiliates are strictly prohibited from engaging in or facilitating any form of bribery, kickbacks, or financial misconduct.
Any suspected breaches of anti-corruption laws must be immediately reported to the Compliance & Risk Office for investigation.

Conflict of Interest Policy

All employees and consultants must disclose any actual or potential conflicts of interest that could affect their professional obligations or the impartiality of their services.
Treasure Well does not enter into business arrangements that could compromise regulatory compliance, client trust, or fiduciary responsibilities.

Professional Conduct & Fiduciary Duties

Client Advisory & Fiduciary Standards

Treasure Well provides advisory services strictly within the scope of its professional competencies, in accordance with legal, tax, and regulatory frameworks.
Our firm does not engage in the unauthorized practice of law and does not provide litigation services, court representation, or formal legal opinions.
Treasure Well’s strategic recommendations are developed based on fact-based analysis, risk assessment, and financial best practices.

Ethical Business Practices

The firm does not facilitate, endorse, or participate in unlawful tax evasion, fraudulent asset structuring, or illicit financial transactions.
Any advisory services provided must align with international compliance obligations and industry best practices.
Employees are expected to operate in a manner that upholds professional integrity, fiduciary responsibility, and regulatory compliance at all times.

Non-Discrimination & Workplace Ethics

Treasure Well is committed to maintaining a diverse, equitable, and inclusive professional environment, free from discrimination, harassment, or unethical treatment.
The firm prohibits any discriminatory practices, whether on the basis of race, gender, nationality, age, religion, disability, or any other protected category.

Enforcement, Disciplinary Action & Legal Consequences

Treasure Well enforces strict disciplinary measures in cases of non-compliance with this Professional Ethics & Compliance Statement. Violations may result in:

Internal disciplinary proceedings, including suspension or termination
Mandatory regulatory reporting to relevant financial authorities
Civil and/or criminal legal action where applicable under local and international law

All employees, consultants, and third-party collaborators have a duty to report suspected violations of this policy to the firm’s Compliance & Risk Office.

Legal Disclaimer & Regulatory Limitations

Treasure Well does not hold itself out as a law firm and does not engage in legal representation or advocacy.
Any strategic, tax, or regulatory advisory services provided by Treasure Well are for informational and compliance purposes only, and should not be construed as formal legal or financial advice.
Clients are advised to seek independent legal counsel and certified financial advisors for specific matters requiring regulated professional expertise.

Treasure Well reserves the right to amend, modify, or supplement this Statement in response to evolving regulatory requirements, industry standards, or corporate governance considerations.